| Disclosure Regarding Routing of Customer Securities Orders |
Mid-Atlantic Securities, Inc. is exempt from SEC Rule 11ac1-6 regarding reporting of routing of customer securities orders. However, individual order information is available upon request. Our Clearing Firms are Raymond James & Associates and First Clearing, LLC . To view the Raymond James Order Routing Disclosure Click Here. To view the First Clearing Order Routing Disclosure, Click Here. |
| Disclosure Regarding our Business Continuation Plan |
| In the event of a significant business disruption to our usual business activities we have a plan in place to insure that we will still be available to our clients and that our electronic files will still be available to us and our clients. For a summary of our Business Continuation Plan, Click Here. A copy of the full plan is available on request. |